AAFP CME Credit System

Activity Audits

The AAFP reserves the right to have a live monitor present at any activity approved for AAFP credit and/or perform a post-activity audit.

Types of Audits

AAFP's CME Credit System and Compliance Department conducts three types of audits:

  • Random audits
  • Complaint audits
  • Live audits

Random Audits

Random audits help to ensure compliance with AAFP CME Credit System rules, including the ACCME Standards for Commercial Support(www.accme.org).

The AAFP may perform a random audit on any activity that has been awarded AAFP Prescribed credit and/or AAFP Elective credit, up to one year from the date of the activity approval. The AAFP will contact the CME provider by email if the AAFP-certified activity is selected for an audit.

Questions?

Contact AAFP CME Credit System and Compliance

(800) 274-2237

cmecredit@aafp.org

Random Audit Process

  • CME activities to be audited are identified by an electronic report that randomly selects CME activities certified by the AAFP. The CME provider supplies all CME activity documentation outlined in the AAFP audit checklist.

CME providers must respond to the audit request by the deadline listed on the audit checklist document.

Complaint Audits

Complaint audits are conducted when the AAFP is made aware of concerns about any CME activity awarded credit by the AAFP.

Complaint Audit Process

  • The CME provider notification and documentation process is the same as that of a random audit. The AAFP communicates audit findings to the CME provider within 60 days of receiving the audit materials.
  • The AAFP communicates recommendations and/or required actions.
  • The provider must attest to resolve any areas of non-compliance and implement any requirements.

Live Audits

Live (i.e., on-site) audits may be random, or they may be prompted by one or more of the following circumstances:

1. Suspicion of industry influence
2. Pattern of issues with the CME provider’s applications for CME credit
3. Learner/faculty complaint

The AAFP may perform a live audit on any activity that has been awarded AAFP Prescribed credit and/or AAFP Elective credit.

Live Audit Process

  • The CME provider is notified in advance if an AAFP CME Credit System auditor will be present at their activity.
  • Auditors are exempted from registration fees.
  • Auditors do not claim CME credit for courses they attend in their auditor role.
  • Results of live audits are shared with the CME provider upon completion.

AAFP Audit Checklist

The following documentation must be submitted to fully comply with the AAFP audit request.

NOTE: If the institution has undergone an ACCME accreditation review within the last year, documentation of successful completion may be sent in lieu the following documents to satisfy this audit.

  • All CME activity documentation (brochure) that final activity was consistent with activity materials submitted for AAFP credit review, e.g., topics, faculty and length of presentation. (including syllabus, handouts, and power point presentations) 
  • AAFP credit statement, as printed in the activity materials and published on any websites, showing the number of credits and type of AAFP credit approved.
  • CME provider’s Disclosure and Identification of Conflict of Interest  policy requiring disclosure of all relevant financial relationships with any commercial interest that the faculty, CME planners and provider have pertaining to topic(s) of the CME activity - (ACCME Standard 2, 2.1, 2.2, 2.3(www.accme.org)).
    • A copy of all completed Conflict of Interest (CoI) forms and evidence of your resolutions of the CoI.
    • A copy sample of your organization’s disclosure policy/form.
  • Documentation reflecting how disclosure information was shared with the learners prior to the beginning of the educational activity (on-site materials or slides) - (ACCME Standard 6, 6.1, 6.2, 6.5(www.accme.org)).
  • Documentation of activity evaluation and demonstration that the evaluation results have been used to improve future CME activities.

If activity had commercial support:

  • Documentation that commercial support was disclosed to learners with no reference to specific products - (ACCME Standard 6.3 & 6.4(www.accme.org)).
  • Copy of letter(s) of agreement with all commercial supporter(s) of this CME activity outlining the terms, conditions, and purposes of support signed by both provider and supporter agreeing to comply with the terms of the agreement - (ACCME Standard  3.4, 3.5, 3.6(www.accme.org)).
  • Copy of written policy and procedures governing honoraria and reimbursement of out-of pocket expenses for faculty, CME planners and/or authors. (ACCME Standard 3.4, 3.5, 3.6(www.accme.org))
  • If a social event was held in conjunction with this CME activity, please provide a copy of the description/invitation or other method used to notify participants of the event. This is to document that commercially supported social events did not compete with, nor take precedence over the educational event. (ACCME Standard 6(www.accme.org))


The AAFP reserves the right to perform a post-event audit and/or have a live monitor present at any AAFP certified CME activity.


Eligibility Suspension

When an activity is found non-compliant in more than one area in an initial audit, the AAFP COCPD Executive Committee reserves the right to suspend a CME provider’s eligibility to apply for AAFP credit.

Failure to attest to resolve areas of non-compliance identified in an audit will result in an automatic suspension of a CME provider’s eligibility to apply for AAFP credit.

Indication that a CME provider has not followed through on its commitment to resolve areas of non-compliance with reasonable effort will result in automatic suspension of a CME provider’s eligibility to apply for AAFP credit.

Audit Results

The AAFP communicates the result to the CME provider, using the following compliance criteria:

Compliance CriteriaDescription
Compliance Criteria: Total ComplianceDescription: Provided all required documents and procedures meet AAFP criteria and/or ACCME Standards.
Compliance Criteria: Substantial ComplianceDescription: Provided all required documents. Minor modifications would bring procedures in total compliance with AAFP criteria and/or ACCME Standards.
Compliance Criteria: NoncomplianceDescription: Documentation indicates several areas where improvement is needed or one or more major areas of noncompliance.